Qualifications
With 25 years of experience, unmatched passion for both people and investments along with the prudence of a fiduciary.
After spending a dozen years at top-ranked firms Merrill Lynch and Wells Fargo, I have received some of the best training in the world, met many great people, and gained valuable experience.
Registered Principal
Options Principal: Series 4
Municipal Securities
Principal: Series 53
General Securities Principal: Series 24
Dual Registered (Both FINRA Registered Representative and SEC Registered Investment Advisor) since 1998; Series 7 and 66
